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Institutional Ownership · SEC Form 13F

Who owns AAXJ (AAXJ)


Which tracked institutional funds hold AAXJ, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See AAXJ company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

214
Institutional holders
16,305,739
Shares held (tracked funds)

How the tape is positioned

47 tracked funds added or opened AAXJ while 32 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

AAXJ’s largest tracked holder by dollar value, JPMORGAN CHASE & CO, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.1% of theirs — a 0.1pp gap the other way — the median holder sizes AAXJ more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in AAXJ divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 214 tracked filers holding AAXJ, 81 increased or opened the position and 92 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in AAXJ between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 13

  • CIBC Bancorp USA Inc.$67M
  • CITADEL ADVISORS LLC$12M
  • FLOW TRADERS U.S. LLC$9M
  • OLD MISSION CAPITAL LLC$7M
  • Cerity Partners LLC$2M
  • Squarepoint Ops LLC$1M

Full exits 7

  • CIBC Private Wealth Group LLC$66M
  • Allianz Asset Management GmbH$8M
  • BANK OF NOVA SCOTIA$8M
  • CITY OF LONDON INVESTMENT MANAGEMENT CO LTD$4M
  • Tolleson Wealth Management, Inc.$4M
  • SOL Capital Management CO$2M

Largest adds

  • Analyst IMS Investment Management Services Ltd.$112M
  • GOLDMAN SACHS GROUP INC$54M
  • PRAGMA GESTAO DE PATRIMONIO LTD$17M
  • MARSHALL WACE, LLP$10M
  • BANK OF AMERICA CORP /DE/$7M
  • SUSQUEHANNA INTERNATIONAL GROUP, LLP$6M

Largest trims

  • OVERSEA-CHINESE BANKING Corp Ltd$21M
  • ALLIANCEBERNSTEIN L.P.$17M
  • PRUDENTIAL PLC$16M
  • JPMORGAN CHASE & CO$13M
  • GFS Advisors, LLC$9M
  • ROYAL BANK OF CANADA$8M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
JPMORGAN CHASE & CO trimmed2,793,698$260M15.9%2026-Q1
Analyst IMS Investment Management Services Ltd. added2,221,114$214M13.1%2026-Q1
MORGAN STANLEY trimmed1,175,437$113M6.9%2026-Q1
J.Safra Asset Management Corp added872,029$84M5.1%2026-Q1
PRAGMA GESTAO DE PATRIMONIO LTD added820,300$79M4.8%2026-Q1
CIBC Bancorp USA Inc. new699,489$67M4.1%2026-Q1
GOLDMAN SACHS GROUP INC added658,276$63M3.9%2026-Q1
OVERSEA-CHINESE BANKING Corp Ltd trimmed418,480$40M2.5%2026-Q1
BANK OF AMERICA CORP /DE/ added358,336$35M2.1%2026-Q1
PGIM Custom Harvest LLC added348,928$34M2.1%2026-Q1
PRUDENTIAL PLC trimmed327,266$32M1.9%2026-Q1
BFI Infinity Ltd. added306,962$30M1.8%2026-Q1
ALLIANCEBERNSTEIN L.P. trimmed293,420$27M1.7%2026-Q1
Bank Julius Baer & Co. Ltd, Zurich added262,702$25M1.5%2026-Q1
UBS Group AG trimmed236,189$23M1.4%2026-Q1
ROYAL BANK OF CANADA trimmed214,088$21M1.3%2026-Q1
Global Endowment Management, LP trimmed157,970$15M0.9%2026-Q1
WELLINGTON MANAGEMENT GROUP LLP trimmed157,723$15M0.9%2026-Q1
Saudi Central Bank144,151$14M0.8%2026-Q1
MARSHALL WACE, LLP added133,116$13M0.8%2026-Q1
LPL Financial LLC added133,104$13M0.8%2026-Q1
CITADEL ADVISORS LLC trimmed126,320$12M0.7%2026-Q1
Zurich Insurance Group Ltd/FI trimmed123,930$12M0.7%2026-Q1
FIDUCIARY FINANCIAL GROUP, LLC added122,532$12M0.7%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added109,488$11M0.6%2026-Q1
Banco Santander, S.A. trimmed93,001$9M0.5%2026-Q1
FLOW TRADERS U.S. LLC trimmed90,070$9M0.5%2026-Q1
Palisades Hudson Asset Management, L.P. trimmed89,902$9M0.5%2026-Q1
Corient Private Wealth LLC added87,813$8M0.5%2026-Q1
RENAISSANCE TECHNOLOGIES LLC added81,400$8M0.5%2026-Q1
CITIGROUP INC added80,136$8M0.5%2026-Q1
Activest Wealth Management added79,823$8M0.5%2026-Q1
EDMOND DE ROTHSCHILD HOLDING S.A.79,720$8M0.5%2026-Q1
OLD MISSION CAPITAL LLC added72,962$7M0.4%2026-Q1
Kera Capital Partners, Inc. trimmed72,316$7M0.4%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added69,827$7M0.4%2026-Q1
EFG International AG trimmed68,791$7M0.4%2026-Q1
Journey Advisory Group, LLC trimmed65,961$6M0.4%2026-Q1
INVICTUS PRIVATE WEALTH, LLC added63,482$6M0.4%2026-Q1
DRW Securities, LLC added61,103$6M0.4%2026-Q1
BROWN ADVISORY INC trimmed60,648$6M0.4%2026-Q1
SCHRODER INVESTMENT MANAGEMENT GROUP added60,249$6M0.4%2026-Q1
James Hambro & Partners LLP added57,265$6M0.3%2026-Q1
RAYMOND JAMES FINANCIAL INC trimmed54,562$5M0.3%2026-Q1
Rothschild & Co Wealth Management UK Ltd trimmed50,372$5M0.3%2026-Q1
MAI Capital Management added48,135$5M0.3%2026-Q1
BAILARD, INC. trimmed47,289$5M0.3%2026-Q1
Quantinno Capital Management LP trimmed42,943$4M0.3%2026-Q1
WELLS FARGO & COMPANY/MN trimmed42,121$4M0.2%2026-Q1
EVERGREEN CAPITAL MANAGEMENT LLC trimmed41,946$4M0.2%2026-Q1
MANUFACTURERS LIFE INSURANCE COMPANY, THE trimmed40,865$4M0.2%2026-Q1
Banque Cantonale Vaudoise added40,594$4M0.2%2026-Q1
AlphaCore Capital LLC trimmed38,150$4M0.2%2026-Q1
Federation des caisses Desjardins du Quebec trimmed37,434$4M0.2%2026-Q1
SPINNAKER TRUST trimmed36,837$4M0.2%2026-Q1
Nicholas Hoffman & Company, LLC.36,352$4M0.2%2026-Q1
iA Global Asset Management Inc. added35,080$3M0.2%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added33,346$3M0.2%2026-Q1
Moneda S.A. Administradora General de Fondos trimmed31,077$3M0.2%2026-Q1
Pathway Financial Advisors LLC added31,087$3M0.2%2026-Q1
FRANKLIN RESOURCES INC30,968$3M0.2%2026-Q1
BESSEMER GROUP INC27,000$3M0.2%2026-Q1
National Philanthropic Trust26,852$3M0.2%2026-Q1
Evercore Wealth Management, LLC25,985$3M0.2%2026-Q1
FPC INVESTMENT ADVISORY, INC. trimmed22,851$2M0.2%2026-Q1
Rathbones Group PLC added25,580$2M0.2%2026-Q1
LARCH CAPITAL PARTNERS LLC24,720$2M0.1%2026-Q1
BlackRock, Inc. trimmed24,322$2M0.1%2026-Q1
COMMERCE BANK trimmed24,241$2M0.1%2026-Q1
PNC FINANCIAL SERVICES GROUP, INC.24,070$2M0.1%2026-Q1
Cerity Partners LLC added22,989$2M0.1%2026-Q1
NATIONAL BANK OF CANADA /FI/ added22,382$2M0.1%2026-Q1
Gruss & Co., LLC trimmed22,000$2M0.1%2026-Q1
Union Bancaire Privee, UBP SA added21,332$2M0.1%2026-Q1
swisspartners Advisors Ltd20,425$2M0.1%2026-Q1
Prospera Financial Services Inc trimmed20,264$2M0.1%2026-Q1
Modern Wealth Management, LLC trimmed19,292$2M0.1%2026-Q1
Proficio Capital Partners LLC19,346$2M0.1%2026-Q1
OSAIC HOLDINGS, INC. trimmed18,241$2M0.1%2026-Q1
Climber Capital SA trimmed18,569$2M0.1%2026-Q1
AMERIPRISE FINANCIAL INC trimmed17,053$2M0.1%2026-Q1
VOYA INVESTMENT MANAGEMENT LLC added17,027$2M0.1%2026-Q1
MMBG INVESTMENT ADVISORS CO.16,360$2M0.1%2026-Q1
CONGRESS ASSET MANAGEMENT CO trimmed15,632$2M0.1%2026-Q1
GFS Advisors, LLC trimmed25,000$1M0.1%2026-Q1
CIBC Private Wealth Group LLC trimmed707,924$66M4.0%2025-Q4 stale
Arvest Bank Trust Division trimmed121,254$11M0.7%2025-Q3 stale
Allianz Asset Management GmbH added90,300$8M0.5%2025-Q4 stale
BANK OF NOVA SCOTIA added87,740$8M0.5%2025-Q4 stale
JANE STREET GROUP, LLC trimmed80,886$7M0.5%2025-Q3 stale
EFG Asset Management (Americas) Corp. added67,829$6M0.4%2025-Q3 stale
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD trimmed42,200$4M0.2%2025-Q4 stale
Tolleson Wealth Management, Inc. trimmed41,688$4M0.2%2025-Q4 stale
ARVEST INVESTMENTS, INC. trimmed39,797$4M0.2%2025-Q3 stale
SOL Capital Management CO trimmed23,019$2M0.1%2025-Q4 stale
CW Advisors, LLC trimmed20,033$2M0.1%2025-Q2 stale
Groupe la Francaise new20,955$2M0.1%2025-Q3 stale
Fullerton Fund Management Co Ltd. added15,867$1M0.1%2025-Q3 stale
Strategic Financial Concepts, LLC trimmed19,493$1M0.1%2025-Q1 stale
PRUDENTIAL FINANCIAL INC trimmed16,900$1M0.1%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

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