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Institutional Ownership · SEC Form 13F

Who owns AAUS


Which tracked institutional funds hold AAUS, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See AAUS company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-15). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

29
Institutional holders
6M
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on AAUS is one-sided between 2025-Q4 and 2026-Q1: 3 added or opened and 11 trimmed or exited — on balance reducing.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

AAUS’s largest tracked holder by dollar value, Cache Advisors, LLC, sizes it at 16.7% of its own reported 13F book, while the median holder sizes it at 0.3% of theirs — a 16.4pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in AAUS divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 29 tracked filers holding AAUS, 5 increased or opened the position and 9 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in AAUS between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 3

  • Empowered Funds, LLC$8M
  • Downshift Financial, LLC$2M
  • Savvy Advisors, Inc.$764K

Largest trims

  • Relyea Zuckerberg Hanson LLC$10M
  • Cache Advisors, LLC$7M
  • Seed Wealth Management, Inc.$2M
  • One Degree Advisors Inc$1M
  • Plancorp, LLC$977K
  • Revolve Wealth Partners, LLC$882K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Cache Advisors, LLC2,753,833$144M44.6%2026-Q1
Plancorp, LLC trimmed681,498$37M11.5%2026-Q1
Seed Wealth Management, Inc.683,953$36M11.1%2026-Q1
Relyea Zuckerberg Hanson LLC trimmed446,173$23M7.2%2026-Q1
Sageworth Trust Co177,900$9M2.9%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC172,768$9M2.8%2026-Q1
AQR CAPITAL MANAGEMENT LLC172,768$9M2.8%2026-Q1
Empowered Funds, LLC new154,898$8M2.5%2026-Q1
One Degree Advisors Inc trimmed137,571$7M2.2%2026-Q1
UNITED CAPITAL FINANCIAL ADVISORS, LLC trimmed110,967$6M1.8%2026-Q1
Soundwatch Capital LLC trimmed99,887$5M1.6%2026-Q1
M Holdings Securities, Inc.66,518$3M1.1%2026-Q1
QUARRY HILL ADVISORS, LLC38,563$2M0.7%2026-Q1
Downshift Financial, LLC new35,307$2M0.6%2026-Q1
JPL Wealth Management, LLC35,428$2M0.6%2026-Q1
Creative Planning trimmed31,691$2M0.5%2026-Q1
Frankly Finances, LLC31,331$2M0.5%2026-Q1
Flatrock Wealth Partners LLC31,250$2M0.5%2026-Q1
Almanack Investment Partners, LLC.24,443$1M0.4%2026-Q1
SUMMIT WEALTH & RETIREMENT PLANNING, INC.24,284$1M0.4%2026-Q1
L.K. Benson & Company, P.C.23,439$1M0.4%2026-Q1
Revolve Wealth Partners, LLC trimmed23,350$1M0.4%2026-Q1
ROYAL BANK OF CANADA added21,089$1M0.3%2026-Q1
Schiavi & Co LLC19,362$1M0.3%2026-Q1
Ledyard National Bank trimmed19,277$1M0.3%2026-Q1
Sherman Wealth Management LLC added17,545$919K0.3%2026-Q1
Savvy Advisors, Inc. new14,593$764K0.2%2026-Q1
Truepoint, Inc.7,874$412K0.1%2026-Q1
Parkside Financial Bank & Trust3,635$190K0.1%2026-Q1
Apexium Financial, LP new69,274$4M1.2%2025-Q3 stale
Meredith Wealth Planning new9,476$512K0.2%2025-Q3 stale
UBS Group AG new607$33K0.0%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership