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Institutional Ownership · SEC Form 13F

Who owns AAUA (AAUA)


Which tracked institutional funds hold AAUA, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See AAUA company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

32
Institutional holders
4,228,519
Shares held (tracked funds)

Conviction spread

AAUA’s largest tracked holder by dollar value, Cache Advisors, LLC, sizes it at 10.2% of its own reported 13F book, while the median holder sizes it at 0.1% of theirs — a 10.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in AAUA divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Only one quarter (2026-Q1) of 13F history is available — a quarter-over-quarter accumulation delta needs two.

We do not publish a positioning read for a window we cannot measure honestly. A starting question, not a verdict.

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.

FundSharesReported value% of valueQuarter
Cache Advisors, LLC new1,872,926$88M43.5%2026-Q1
BLB&B Advisors, LLC new902,637$44M21.8%2026-Q1
Relyea Zuckerberg Hanson LLC new339,700$17M8.2%2026-Q1
Kathmere Capital Management, LLC new221,438$11M5.4%2026-Q1
Everest Management Corp. new158,603$8M3.8%2026-Q1
Ledyard National Bank new91,951$5M2.2%2026-Q1
HighTower Advisors, LLC new83,800$4M2.0%2026-Q1
Family CFO Inc new63,129$3M1.5%2026-Q1
Diversified Enterprises, LLC new60,080$3M1.5%2026-Q1
SUMMIT WEALTH & RETIREMENT PLANNING, INC. new40,458$2M1.0%2026-Q1
VOISARD ASSET MANAGEMENT GROUP, INC. new38,601$2M0.9%2026-Q1
JPL Wealth Management, LLC new36,070$2M0.9%2026-Q1
Creative Planning new35,500$2M0.9%2026-Q1
Meridian Wealth Management, LLC new34,568$2M0.8%2026-Q1
One Degree Advisors Inc new30,699$2M0.7%2026-Q1
Foundry Financial LLC new29,860$1M0.7%2026-Q1
Beacon Pointe Advisors, LLC new25,840$1M0.6%2026-Q1
Almanack Investment Partners, LLC. new25,485$1M0.6%2026-Q1
Meredith Wealth Planning new19,556$957K0.5%2026-Q1
Bouchey Financial Group Ltd new17,822$915K0.5%2026-Q1
Perigon Wealth Management, LLC new14,316$701K0.3%2026-Q1
DHJJ Financial Advisors, Ltd. new10,653$521K0.3%2026-Q1
Cerity Partners LLC new9,874$483K0.2%2026-Q1
Prairiewood Capital, LLC new9,376$459K0.2%2026-Q1
Snowden Capital Advisors LLC new6,776$332K0.2%2026-Q1
Rockwood Wealth Management, LLC new6,352$311K0.2%2026-Q1
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management new5,550$272K0.1%2026-Q1
QUARRY HILL ADVISORS, LLC new4,497$242K0.1%2026-Q1
ROYAL BANK OF CANADA new4,873$238K0.1%2026-Q1
MilWealth Group LLC new2,995$147K0.1%2026-Q1
SouthState Bank Corp new1,067$52K0.0%2026-Q1
NewEdge Advisors, LLC new23,467$23K0.0%2026-Q1

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership