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L.4 · INTERMEDIATE · 2 MIN

Preferred Stock, Dilution, and Cap Table Dynamics

Every VC round creates a new class of preferred stock sitting above common stock. The cap table tracks who owns what — and understanding its dynamics is essential for valuing VC-backed companies.

Quiz · 5 questions ↓

Exit priority across the share classes

Share ClassKey RightsExit Priority
Series C PreferredLatest round terms, highest liquidation preferenceFirst (most senior)
Series B PreferredEarlier round, may have different termsSecond
Series A PreferredFirst institutional roundThird
Common StockFounders and employees — no preferenceLast (residual)

Why common can get nothing in a down exit

In a down exit (sale below last round valuation), liquidation preferences determine who gets paid. Common shareholders (founders, employees) may get nothing even if the company sells for hundreds of millions, because preferred shareholders are paid first.

Common payout: exit value minus the preference stack

Common Payout = Exit Value − Total Liquidation Preferences

Read the preferred stack from an S-1

Check a recently-IPO’d company’s S-1 for its cap table. How many classes of preferred stock were created? What were the liquidation preferences? These convert to common at IPO but shape pre-IPO economics.

What founders actually collect in a modest exit

A startup raised $100M across 3 rounds with 1x preferences. It sells for $120M. Founders own 40% on a fully-diluted basis. What do they actually get?

Headline ownership versus economic ownership

The gap between ‘headline ownership’ and ‘economic ownership’ is created by liquidation preferences. Founders who own 40% of the company on paper may receive less than 10% of exit proceeds in a modest exit. This is why exit size matters so much in VC.

How a new round dilutes earlier preferred

Company has 10M common shares (founders), 2M Series A preferred (investors @ $1/share = $2M raised). Now raising $10M Series B @ $4/share. How much does Series A dilute by?
Check your understanding

Sit with the ideas.

A founder starts with 10 million shares. After Seed (20% dilution), Series A (18% dilution), and Series B (15% dilution), approximately how many of the total outstanding shares does the founder own?

Why:
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